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- Subject: restricted list
- neither ena / rac / egf employees nor family members or others living in their
- household or financially dependent on the ena / rac / egf employee may purchase
- or sell securities of any entity ( or derivatives thereof ) listed on the
- restricted list for your or their personal or related accounts or recommend
- the purchase or sale of such securities to any person , except with the prior
- approval of the compliance department in consultation with the ena legal
- department .
- in addition to the trading restrictions above , should you at any time possess
- non - public material information about any public company , you , your family
- members and anybody that is financially dependent on you , are restricted from
- trading in that issue , and you may not disclose the non - public material
- information to anyone that does not have a business need to know .
- company name stock symbol
- 3 tec energy corp . tten
- active power acpw
- adrian resources adrrf
- beau canada exploration ltd bau cn
- belco oil & gas corporation bog
- bonus resource services corp bou
- brigham exploration bexp
- canfibre group ltd . cfgl
- carrizo oil & gas inc . crzo
- costilla energy cose
- crown energy croe
- cynet , inc . cyne
- cypress energy cyz
- esenjay exploration esnj
- firstworld communications inc . fwis
- hanover compressor co . hc
- ice drilling enterprises inc . idf
- industrial holdings , inc . ihii
- inland resources , inc . inln
- kafus environmental industries , inc . ks
- nakornthai strip mill public co ltd nsm set
- paladin resources plc plr ld
- paradigm geophysical pgeof
- place resources , inc . plg cn
- quanta services inc . pwr
- queen sand resources , inc . qsri
- quicksilver resources inc . kwk
- saxon petroleum , inc . sxn cn
- southwest royalties swroy
- startech seh cn
- syntroleum corp . synm
- tejon ranch corp . trc
- tetonka drilling tdi
- transcoastal marine services , inc . tcms
- the restricted list is solely for the internal use of ena / rac / egf . no one
- may engage in discussions regarding whether a security is or is not on the
- restricted list with persons outside ena / rac / egf without specific clearance
- from the compliance department in consultation with the ena legal department .
- in addition to the above , you are reminded that pursuant to enron corp . ' s
- risk management policy ( " policy " ) , no ena / rac / egf employee may engage in the
- trading of any " position " ( " position " means any commodity , financial
- instrument , security , equity , financial asset or liability that are
- authorized for trading in
- the
- policy for the benefit of any party other than ena / rac / egf , whether for
- his / her own account or the account of any third party , where such position
- relates to ( i ) any commodity , financial instrument , security , equity ,
- financial asset or liability which falls within such employee ' s
- responsibility at ena / rac / egf or ( ii ) any energy commodity .
- the prohibitions listed above do not replace or modify the policies set forth
- in ena ' s policies and procedures regarding confidential information and
- securities trading , enron corp . ' s risk management policy , or enron corp . ' s
- conduct of business affairs . should you have any questions regarding the
- above , please contact me at ext . 31939 .
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